K3 Surfaces - more on Hodge structures and basic geometry of K3 surfaces

Lecture given by George Moulantzikos, notes taken by Edward Pearce, 14/10/2019, 3pm-4:30pm at The University of Sheffield, based on Daniel Huybrechts' book Lectures on K3 surfaces, Chapter 3.

Linear Systems

Let \(D\) be a divisor on a variety \(X\). We denote by \(|D|\) the set of effective divisors linearly equivalent to \(D\).

There is a bijection between this set \(|D|\) and the projectivization of the set of sections

\[|D| \leftrightarrow \mathbb{P}(\Gamma(X,\mathcal{O}_{X}(D)))\]

To a section \(s\in\Gamma(X,\mathcal{O}_{X}(D))\) we can associate the divisor of zeros \((s)_{0}\), which is effective and linearly equivalent to \(D\).

If \(s, s'\in\Gamma(X,\mathcal{O}_{X}(D))\) are such that \((s)_{0}=(s')_{0}\), then \(s=\lambda s'\).

We define the fixed part of a linear system \(P\) to be the biggest divisor contained in every element of \(P\).

Based points of a linear system \(P\).

Maps to projective space \(\mathbb{P}^{n}\)

There is a bijective correspondence between:

Given a map \(\phi\), \(\phi^{\ast}(|H|)\), where \(|H|\) is a linear system of hyperplanes in \(\mathbb{P}^{n}\), then we can obtain a linear system \(P\) and denoting by \(\check{P}\) the dual space, we have a map \(\phi:X\to\check{P}\) which sends a point \(x\) to the set of hyperplanes \(H\) in \(P\) that contain \(x\).

Examples

Projection from a base point \(p\) in \(\mathbb{P}^{2}\):

For \(|H|\) a linear system of hyperplanes which is complete andof dimension 2, then \(\{H\ni p\}\subset|H|\)

\(\phi:\mathbb{P}^{2}\dashrightarrow\mathbb{P}^{1}\) is defined for all \(q\neq p\).

Canonical linear system of curves

  1. If the genus \(g\ge1\), then \(|K|\) is base point free.
  2. If the genus \(g\ge3\), then there is a canonical map \(\phi_{K}:\mathbb{P}^{2}\to\mathbb{P}^{g-1}\), which is an embedding if and only if \(C\) is not hyperelliptic.

Non-hyperelliptic case

\(\phi_{K}\) embeds \(C\) as a degree \(g-1\) projective curve in \(\mathbb{P}^{g-1}\).

Hyperelliptic case

\(\phi_{K}\) is a composition of a 2:1 map and a Veroneses map, so \(\phi_{K}(C)\) is a rational curve of degree \(g-1\).

Example

Dimension of quartics in \(\mathbb{P}^{2}\) is \(\choose{4+2}{2}=14\), \(g=3\), \(\dim\mathrm{PGL}_{3}=9-1=8\).

A non-hyperelliptic curve is a quartic in \(\mathbb{P}^{2}\).

\[K_{C}=(K_{\mathbb{P}^{2}}+C)\big|_{C}=-3H+4H\big|_{C}=H\big|_{C}\]

Riemann-Roch for surfaces - genus formula

Euler characteristic formula - Riemann-Roch formula

\[\chi(\mathcal{O}_{X}(D))=\chi(\mathcal{O}_{X}) + \frac{1}{2}D(D-K_{\ast})\]

As an exercise, verify that:

  1. \(\chi(D)=\frac{1}{2}D^{2}\) for abelian surfaces
  2. \(\chi(D)=\frac{1}{2}D^{2} + 2\) for K3 surfaces

Curves with negative self-intersection

The case of (-1) curves

Let \(S\) be a surface and let \(p\in S\). We say that \(S'\) is a blow up of $S\( at \)p\( if there is a map \)\epsilon:S'\to S\( such that the restricton of \)\epsilon$$ at

\(\epsilon^{-1}(S\setminus\{p\})\) is an isomorphism onto \(S\setminus\{p\}\), and \(\epsilon^{-1}(p)=E\cong\mathbb{P}^{1}\), which is called the exceptional curve at the blow up.

Castelnuovo's contractibility theorem at the

...

The case of (-2) curves

Let \(C\) be a curve in a K3 surface \(X\). Then \(2g-2=C^{2}\).

Exercise: Prove the genus formula using the adjunction formula

\(C\) can be singular, reducible, non-reduced.

The arithmetic genus of a curve is generally defined as \(p_{a}(C)=1-\chi(C,\mathcal{O}_{C})\).

Then in this case \(2p_{a}(C)-2=C^{2}\).

Exercise: Prove the genus formula using the definition \(p_{a}(C)=1-\chi(C,\mathcal{O}_{C})\) and the short exact sequence for Riemann-Roch surfaces given by

\[0\to\mathcal{O}(-C)\to\mathcal{O}_{X}\to\mathcal{O}_{C}\to0\]

Curves on K3 surfaces

Proposition

Let \(X\) be a K3 surface and let \(C\) be a smooth curve on \(X\) of genus \(g\). Then:

  1. \(C^{2}=2g-2\) and \(h^{0}(C)=g+1\).
  2. If \(g\ge1\), then \(|C|\) is base point free. It defines a morphism \(\phi_{C}:X\to\mathbb{P}^{g}\) and the restriction of \(\phi_{C}\) on \(C\) is the canonical morphism \(\phi_{K}:C\to\mathbb{P}^{g-1}\) given by \(|K_{C}|\).
  3. If \(g=2\), then \(\phi:S\to\mathbb{P}^{2}\) is a degree 2 morphism and the branch is a sextic in \(\mathbb{P}^{2}\).
  4. If \(g=3\), then either
    • \(\phi\) is a birational morphism and the generic curve of \(|C|\) is non-hyperelliptic; or
    • \(\phi\) is a 2:1 morphism to a rational surface, and the generic curve of \(|C|\) is hyperelliptic.
  5. If \(g\ge3\) (respectively \(g\ge2\)), then the morphism defined by \(|2C|\) (respectively \(|3C|\)) is birational.

Examples

Suppose \(g=3\), and \(\phi(S)\subset\mathbb{P}^{3}\) is a quartic in \(\mathbb{P}^{3}\). Then the dimension is 34, \(\dim\mathrm{PGL}_{4}=15\), and the difference is 19.

Part 2 by Evgeny Schinder

Very ample, ample, big, and nef line bundles

Let \(S\) be a surface and \(L=\mathcal{O}(D)\) a line bundle on \(S\).

Then very ample implies ample implies nef and big implies nef, where 'nef' stands for numerically effective.

Examples

\(\mathbb{P}^{2}\), then \(\mathrm{Pic}\mathbb{P}^{2}=\mathbb{Z}\cdot H\), \(D=k\cdot H\).

Then \(D\) is very ample iff ample iff nef and big iff \(k>0\).

Now consider the case \(S=\mathrm{Bl}_{p}\mathbb{P}^{2}\), then \(\mathrm{Pic}S=\mathbb{Z}\cdot H \oplus \mathbb{Z}\cdot E\) is generated by the line from \(\mathbb{P}^{2}\) and the exceptional curve.

Definition

The positive cone of a K3 surface \(X\) is \(\mathcal{C}_{X}\subset\{D^{2}>0\}\subset\mathrm{Pic}X\otimes\mathbb{R}=\mathrm{NS}(X)\otimes\mathbb{R}\), where we specifically restrict our attention to the component contatining ample classes.

Proposition

Let \(L\) on a K3 \(X\), then

  1. \(L\) is ample if and only if \(L\in\mathcal{C}_{X}\) and for all (-2) curves \(C\) we have \(L\cdot C>0\).
  2. If \(L^{2}\ge0\) and \(L\cdot C \ge 0\) for all (-2) curves \(C\), then \(L\) is nef, unless there are no (-2) curves, in which case either \(L\) or \(L^{\ast}\) is nef.

Kodaira vanishing theorem

Two big theorems, which both apply to the case \(\mathrm{char}(k)=0\).

Theorem (Kodaira vanishing)

Let \(X\) be a smooth projective variety and \(L\) an ample line bundle. Then

\[\mathrm{H}^{i}(X, L\otimes\omega_{X})=0, \,\forall i>0\]

Example

Let \(X=\mathbb{P}^{2}\), then \(\omega_{X}=\mathcal{O}(-3)\), and so \(L=\mathcal{O}(j)\) is ample if and only if \(j\ge1\).

Thus \(L\otimes\omega_{X}=\mathcal{O}(j-3)\) where \(j-3\ge-2\).

Therefore:

Similar results hold for \(\mathbb{P}^{n}\).

Note that for K3 surfaces, these results hold for any characteristic, and for \(L\) big and nef.

Bertini's theorem

Let \(X\) be smooth, and \(P\subset|L|\) be a linear system. Then a general member of \(P\) is smooth outside the base locus of \(P\).

Corollary

For \(X\subset\mathbb{P}^{N}\), the general hyperplane section is smooth.

Theorem

Let \(L\) be a line bundle on a K3 surface \(X\) such that

Then \(L\) is base point free, and in particular the general member of \(|L|\) is smooth.

Irreducible curves on K3 surfaces

Let \(C\) be an irreducible curve contained in a K3 surface \(X\).

Flow chart: Consider three cases for \(C^{2}\):

Examples

An example of a line bundle which is nef, but not big and nef

We want \(L\cdot C \ge 0\) and \(L^{2}=0\).

So take \(L=\mathcal{O}(D)\) where \(D\) is an eliptic curve.

An example of a line bundle which is big and nef, but not ample

Let \(\bar{S}\subset\mathbb{P}^{3}\) be a general quartic with an ordinary double point, and \(S\to\bar{S}\) a resolution of singularities.

Then \(K_{S}=0\), \(\mathrm{Pic}S=\mathbb{Z}\cdot H\oplus \mathbb{Z}\cdot E\), where \(H^{2}=4\), \(E^{2}=-2\), and \(H\cdot E=0\).

Then \(H\) is big and nef, but not ample since \(H\cdot E=0\). We say that "\(\phi_{H}\) contracts \(E\)"

An example of a line bundle whichis ample, but not very ample

Consider the 2:1 map \(\phi_{H}:S\to\mathbb{P}^{2}\) which is branched on a sextic curve. Then \(H\) is not very ample, but \(H\) is ample.